ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter William Hacking
IRN PWH00011
- (1140)CF21 Investment Adviser (15 Feb 2002 to 3 Jun 2003)
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Peter William Halford
IRN PWH00005
- (1217)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter William Simon Alis
IRN PWA00007
- (1759)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter William Todd
IRN PWT00009
- (590)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter Woodward Bailey
IRN PWB00024
- (979)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (978)CF22 Investment Adviser (Trainee) (28 May 2002 to 1 Nov 2002)
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Peter-John Lafferty
IRN PJL00003
- (1070)CF22 Investment Adviser (Trainee) (15 Feb 2002 to 3 Jun 2003)
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Philip Alexander Valentine
IRN PAV01018
- (2038)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
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Philip Alexander Walker
IRN PAW00026
- (2132)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip Andrew Hodkinson
IRN PAH01115
- (770)CF2 Non Executive Director (25 Mar 2002 to 22 Jul 2005)
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Philip Andrew Taylor
IRN PAT00034
- (1544)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing