ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Justin Paul Yates
IRN JPY01004
- (2031)CF22 Investment Adviser (Trainee) (1 Apr 2003 to 3 Jun 2003)
Justin Robert Edwards
IRN JRE00004
- (1723)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Justin Roger France
IRN JRI00004
- (1895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Justin Stewart Perkins
IRN JSP00029
- (357)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
Kai Tong Wong
IRN KTW00001
- (2123)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kamran Khanverdi
IRN KXK00011
- (644)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (643)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Karen Hardie Montgomery-Wood
IRN KHM00008
- (1130)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Karen Jane Stevens
IRN KXS43307
- (1445)[FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
Karen Jean Drinkwater
IRN KJD00023
- (781)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Karen McArthur-White
IRN KXW00032
- (1994)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mac Management International Ltd (no longer appointed)
FRN 195340 · Appointed 22 Feb 1999 · Until 3 Jun 2004
KPG Financial Services (no longer appointed)
FRN 192430 · Appointed 20 Feb 1999 · Until 3 Jun 2004
Newbridge Finance Ltd (no longer appointed)
FRN 193521 · Appointed 16 Feb 1999 · Until 3 Jun 2004
KPG Will Writing Services (no longer appointed)
FRN 201785 · Appointed 12 Feb 1999 · Until 3 Jun 2004
Attwell Financial Access (no longer appointed)
FRN 192343 · Appointed 12 Feb 1999 · Until 3 Jun 2004
McClarron Insurance Consultants (no longer appointed)
FRN 192451 · Appointed 9 Feb 1999 · Until 3 Jun 2004
BBS Derwent Associates (Chris Webb) (no longer appointed)
FRN 192434 · Appointed 5 Feb 1999 · Until 3 Jun 2004
Mortgage Enterprise (no longer appointed)
FRN 193996 · Appointed 5 Feb 1999 · Until 3 Jun 2004
Castlefield Mortgages & Finance (no longer appointed)
FRN 201733 · Appointed 5 Feb 1999 · Until 3 Jun 2004
J Pannell (no longer appointed)
FRN 194113 · Appointed 5 Feb 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (2145)CF21 Investment Adviser
1 day ago
controlled function added: (2144)CF29 Significant management
1 day ago
controlled function added: (2143)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (2142)CF21 Investment Adviser
1 day ago
controlled function added: (2141)CF21 Investment Adviser
1 day ago
controlled function added: (2140)CF10 Compliance Oversight
1 day ago
controlled function added: (2139)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (2138)[FCA CF] Material risk taker
1 day ago
controlled function added: (2137)CF29 Significant management
1 day ago
controlled function added: (2136)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.