ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Roderic Augustine Wilson
IRN RAW00001
- (1052)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roderick Canning
IRN RXC00109
- (175)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rodney Alfred Collins
IRN RAC00006
- (390)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rodney MacDonald
IRN RXM00012
- (218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Anthony Paul Cox
IRN RAC00004
- (600)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Benham Walsom
IRN RBW01034
- (817)CF2 Non Executive Director (12 Aug 2005 to 8 May 2012)
Roger Charles Chambers
IRN RCC00007
- (1084)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
Roger Charles Lamb
IRN RCL00001
- (628)CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Roger Edward Hart
IRN REH00004
- (1073)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Glenton France
IRN RGF00002
- (1076)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages (no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd (no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd (no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents (no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre (no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt (no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index (no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates (no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services (no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (2185)CF1 Director
3 days ago
controlled function added: (2184)CF3 Chief Executive
3 days ago
controlled function added: (2183)CF13 Finance
3 days ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
3 days ago
controlled function added: (2181)CF27 Investment Management
3 days ago
controlled function added: (2180)CF28 Systems and controls
3 days ago
controlled function added: (2179)CF29 Significant management
3 days ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (2177)CF29 Significant management
3 days ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.