ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Gary Breakspear
IRN SGB00010
- (1619)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Simon George Ellis Dunkley
IRN SXD00069
- (1641)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Horsfall Mitchell
IRN SHM00013
- (154)CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)
Simon Hugh Fogarty
IRN SHF00004
- (1044)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon James Gulliford
IRN SJG01185
- (2007)CF2 Non Executive Director (21 Jun 2005 to 7 Feb 2008)
Simon James Russell
IRN SJR00020
- (2061)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon James Wright
IRN SXW01383
- (932)CF22 Investment Adviser (Trainee) (10 Jun 2003 to 11 Jun 2003)
Simon John Elton
IRN SJE00003
- (1976)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon John Harrington
IRN SJH00106
- (192)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
Simon John Hodson
IRN SJH00070
- (903)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (2185)CF1 Director
1 week ago
controlled function added: (2184)CF3 Chief Executive
1 week ago
controlled function added: (2183)CF13 Finance
1 week ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
1 week ago
controlled function added: (2181)CF27 Investment Management
1 week ago
controlled function added: (2180)CF28 Systems and controls
1 week ago
controlled function added: (2179)CF29 Significant management
1 week ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
1 week ago
controlled function added: (2177)CF29 Significant management
1 week ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.