ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Karine Catherine Griffin
IRN KCG00001
- (76)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Karl David Hames
IRN KDH00003
- (1778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Karl Reginald Lehmann
IRN KRL00005
- (1464)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
Karuneswari Moorthy
IRN KXM00006
- (1190)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
Katherine Asquith Stacey
IRN KAS00002
- (692)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Katherine Helen Ridland
IRN KHR00006
- (1879)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1878)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
Katherine Jane McGrory
IRN KJM00064
- (616)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
Kathleen Burton
IRN KXB00042
- (521)CF21 Investment Adviser (13 May 2002 to 3 Sep 2002)
Kathleen Mary Peden
IRN KMP00009
- (774)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kathryn Laura Margeson
IRN KLM00004
- (147)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (146)CF22 Investment Adviser (Trainee) (29 Oct 2002 to 19 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Complete Mortgage Services (no longer appointed)
FRN 193984 · Appointed 18 Mar 1999 · Until 3 Jun 2004
Chase Hamilton Associates Ltd (no longer appointed)
FRN 193938 · Appointed 11 Mar 1999 · Until 3 Jun 2004
Martin Rhodes (no longer appointed)
FRN 163800 · Appointed 5 Mar 1999 · Until 3 Jun 2004
Ermasure Ltd (no longer appointed)
FRN 201759 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Me2 Financial (no longer appointed)
FRN 192461 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Malcolm Gifford Associates (no longer appointed)
FRN 192456 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Professional Mortgages (no longer appointed)
FRN 201940 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Mortgage Advisory Services (UK) (no longer appointed)
FRN 193998 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Tony Fu (no longer appointed)
FRN 193874 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Packwood Property Services (no longer appointed)
FRN 193532 · Appointed 3 Mar 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (2185)CF1 Director
1 day ago
controlled function added: (2184)CF3 Chief Executive
1 day ago
controlled function added: (2183)CF13 Finance
1 day ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
1 day ago
controlled function added: (2181)CF27 Investment Management
1 day ago
controlled function added: (2180)CF28 Systems and controls
1 day ago
controlled function added: (2179)CF29 Significant management
1 day ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (2177)CF29 Significant management
1 day ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.