ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Barry
IRN RXB00010
- (638)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Richard Brian Fenech
IRN RBF00006
- (1230)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Carney
IRN RXC00005
- (133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Charles Evans
IRN RCE00008
- (124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Charles Paylor
IRN RCP00019
- (1367)CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
Richard Charles Travis
IRN RCT00001
- (258)CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2003)
Richard Charles Young
IRN RCY00001
- (428)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Clive Credland-Proctor
IRN RCC00013
- (902)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Cooper
IRN RXC00117
- (659)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Derek Brattin
IRN RDB00048
- (1668)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (1667)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 30 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (2205)[FCA CF] Significant management
6 days ago
controlled function added: (2204)[FCA CF] Manager of certification employee
6 days ago
controlled function added: (2203)[FCA CF] Material risk taker
6 days ago
controlled function added: (2202)CF21 Investment Adviser
6 days ago
controlled function added: (2201)[FCA CF] Significant management
6 days ago
controlled function added: (2200)[FCA CF] Material risk taker
6 days ago
controlled function added: (2199)CF21 Investment Adviser
6 days ago
controlled function added: (2198)CF21 Investment Adviser
6 days ago
controlled function added: (2197)CF21 Investment Adviser
6 days ago
controlled function added: (2196)CF21 Investment Adviser

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.