ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Edward Henry Reynolds
IRN EHR00001
- (1060)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Ian Harman
IRN EIH00001
- (184)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward James Henderson Scott-Hopkins
IRN EJS00003
- (1227)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Martin Gordon
IRN EMG00008
- (1776)CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
Edward Stevenson
IRN ETS00001
- (275)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edwin George Peterson
IRN EGP00001
- (108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Eilian Wyn Thomas
IRN EWT01003
- (897)CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
Eleojo Peters
IRN EXP00019
- (1096)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Elisabeth Clare Davis
IRN ECD01025
- (73)SMF18 Other Overall Responsibility (since 19 Jun 2025)
- (1959)[FCA CF] Manager of certification employee (28 Apr 2025 to 19 Jun 2025)
- (1960)[FCA CF] Significant management (28 Apr 2025 to 19 Jun 2025)
- (1958)[FCA CF] Material risk taker (28 Apr 2025 to 19 Jun 2025)
Elizabeth Ann Zeffert
IRN EAZ00001
- (816)CF21 Investment Adviser (5 Nov 2002 to 3 Jun 2003)
- (815)CF22 Investment Adviser (Trainee) (5 Nov 2002 to 5 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
Orwell Nursing Home (no longer appointed)
FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003
K Graham (no longer appointed)
FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2004
Mortgages Full Stop (no longer appointed)
FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005
Andrew Robert Anderson (no longer appointed)
FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2004
Mr A C L Sturge (no longer appointed)
FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2004
Raj & Co (no longer appointed)
FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2004
AJ Aldred (no longer appointed)
FRN 201091 · Appointed 1 Jul 1981 · Until 3 Jun 2004
Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.