ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Arnold
IRN PXA00010
- (589)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (588)CF22 Investment Adviser (Trainee) (5 Feb 2003 to 9 Jun 2003)
Philip Christopher Davies
IRN PCD00012
- (765)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip David Smith
IRN PDS00013
- (1354)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Edward Bargery
IRN PEB00001
- (652)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Garnet Matania
IRN PGM00018
- (219)CF22 Investment Adviser (Trainee) (3 Jul 2003 to 3 Jul 2003)
Philip Graham Williams
IRN PGW00026
- (2032)CF22 Investment Adviser (Trainee) (9 May 2003 to 3 Jun 2003)
Philip James Black
IRN PJB00135
- (2068)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2067)CF22 Investment Adviser (Trainee) (26 Feb 2002 to 12 Sep 2002)
Philip James Hamilton
IRN PJH00004
- (2131)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Jarvis
IRN PXJ00020
- (1029)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Philip John Butler
IRN PJB00105
- (1783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.