ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Duncan Sydney Arnold
IRN DSA00003
- (820)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dylan Mitchell
IRN DXM00038
- (2153)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund John Clarke
IRN EXC00027
- (1144)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund Wall
IRN EXW00002
- (1102)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Anthony Greenwood Forster
IRN EAF00002
- (93)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Arnold (Ted) Ashworth
IRN EAA00001
- (691)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Challenger Hossell
IRN ECH00004
- (1027)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Daniels
IRN EXD00003
- (424)CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Edward Francis Lumley
IRN EFL01006
- (1423)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
- (1422)CF22 Investment Adviser (Trainee) (7 Oct 2002 to 17 Feb 2003)
Edward George Lewis
IRN EGL00001
- (116)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

JGB Associates (no longer appointed)
FRN 180429 · Appointed 13 Dec 1976 · Until 3 Jun 2004
Rawlinson & Webber Ltd (no longer appointed)
FRN 200768 · Appointed 10 May 1976 · Until 3 Jun 2004
Andrew Wright & Co (no longer appointed)
FRN 200885 · Appointed 1 Jan 1975 · Until 3 Jun 2004
Rag Bacchus (no longer appointed)
FRN 158726 · Appointed 1 Jan 1974 · Until 3 Jun 2004
DH Saunders Property Ltd (no longer appointed)
FRN 169478 · Appointed 31 Dec 1973 · Until 3 Jun 2004
Oliver Strickland Field (no longer appointed)
FRN 174954 · Appointed 1 Jan 1971 · Until 3 Jun 2004
Mauder Associates (no longer appointed)
FRN 176201 · Appointed 1 Jan 1971 · Until 3 Jun 2004
Huggett Gregg & Co (no longer appointed)
FRN 201129 · Appointed 1 Jan 1967 · Until 5 Apr 2004
George Curley Insurance (no longer appointed)
FRN 158504 · Appointed 1 Jan 1966 · Until 3 Jun 2004
Sutton Homes of Distinction (no longer appointed)
FRN 178107 · Appointed 1 Jan 1964 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (14)[FCA CF] Client dealing
11 hours ago
controlled function added: (13)14. Managing investments
11 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (11)[FCA CF] Client dealing
11 hours ago
controlled function added: (10)14. Managing investments
11 hours ago
controlled function added: (9)[FCA CF] Significant management
11 hours ago
controlled function added: (8)[FCA CF] Material risk taker
11 hours ago
controlled function added: (7)[FCA CF] Significant management
11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.