ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary Michael Shields
IRN GMS01082
- (1967)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1966)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 9 Jun 2003)
Gary Nigel Amos
IRN GNA00006
- (791)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
Gary Paul Bowman
IRN GPB00017
- (1956)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Gary Paul Lewis
IRN GPL00001
- (1298)CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Gary Trevor Thomas
IRN GTT00004
- (702)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary William Anderson
IRN GWA00004
- (701)CF22 Investment Adviser (Trainee) (5 Jun 2003 to 5 Jun 2003)
Gary William James
IRN GWJ00003
- (457)CF22 Investment Adviser (Trainee) (12 Aug 2002 to 3 Jun 2003)
Gavin James Miller
IRN GJM00039
- (1928)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gavin Mark Welch
IRN GXW43309
- (2163)[FCA CF] Significant management (9 Dec 2019 to 27 Nov 2020)
Gavin Richard Clark
IRN GRC01047
- (1484)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Hedges & Hedges (no longer appointed)
FRN 201050 · Appointed 1 Jul 1991 · Until 18 Oct 2002
Gladstone Consultancy (no longer appointed)
FRN 163943 · Appointed 1 Jul 1991 · Until 3 Jun 2004
Graham Ogden Accountant (no longer appointed)
FRN 174929 · Appointed 7 Jun 1991 · Until 3 Jun 2004
David Wallbridge (no longer appointed)
FRN 178307 · Appointed 1 May 1991 · Until 3 Jun 2004
LMA Limited (no longer appointed)
FRN 161348 · Appointed 1 Apr 1991 · Until 3 Jun 2004
R & AL Financial (no longer appointed)
FRN 160455 · Appointed 7 Jan 1991 · Until 23 Apr 2002
ATS Associates (no longer appointed)
FRN 155454 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Christopher Abele Marketing (no longer appointed)
FRN 179672 · Appointed 1 Jan 1991 · Until 14 Jun 2002
EPG Security Systems (no longer appointed)
FRN 200929 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Search Investments Plc (no longer appointed)
FRN 200818 · Appointed 1 Oct 1990 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (14)[FCA CF] Client dealing
11 hours ago
controlled function added: (13)14. Managing investments
11 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (11)[FCA CF] Client dealing
11 hours ago
controlled function added: (10)14. Managing investments
11 hours ago
controlled function added: (9)[FCA CF] Significant management
11 hours ago
controlled function added: (8)[FCA CF] Material risk taker
11 hours ago
controlled function added: (7)[FCA CF] Significant management
11 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.