ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karine Catherine Griffin
IRN KCG00001
- (76)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karl David Hames
IRN KDH00003
- (1778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karl Reginald Lehmann
IRN KRL00005
- (1464)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
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Karuneswari Moorthy
IRN KXM00006
- (1190)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
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Katherine Asquith Stacey
IRN KAS00002
- (692)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Katherine Helen Ridland
IRN KHR00006
- (1879)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1878)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
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Katherine Jane McGrory
IRN KJM00064
- (616)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
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Kathleen Burton
IRN KXB00042
- (521)CF21 Investment Adviser (13 May 2002 to 3 Sep 2002)
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Kathleen Mary Peden
IRN KMP00009
- (774)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kathryn Laura Margeson
IRN KLM00004
- (147)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (146)CF22 Investment Adviser (Trainee) (29 Oct 2002 to 19 Mar 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 192445 · Appointed 18 Jan 2000 · Until 20 Feb 2003
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Minister Property Letting (no longer appointed)
FRN 192466 · Appointed 11 Jan 2000 · Until 3 Jun 2004
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Val Clinton Associates Ltd (no longer appointed)
FRN 193966 · Appointed 7 Jan 2000 · Until 3 Jun 2004
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Mortgagelink Consultants UK Ltd (no longer appointed)
FRN 192470 · Appointed 7 Jan 2000 · Until 3 Jun 2004
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Steele Rose & Co Limited (no longer appointed)
FRN 192483 · Appointed 7 Jan 2000 · Until 25 Jul 2003
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Forum Financial Services Ltd (no longer appointed)
FRN 201769 · Appointed 30 Dec 1999 · Until 3 Jun 2004
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Mark Shields Financial Consultancy (no longer appointed)
FRN 192460 · Appointed 30 Dec 1999 · Until 3 Jun 2004
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Pegasus Sports Management Ltd (no longer appointed)
FRN 193951 · Appointed 15 Dec 1999 · Until 3 Jun 2004
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Michael Moran Financial Services (no longer appointed)
FRN 192463 · Appointed 15 Dec 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (14)[FCA CF] Client dealing
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controlled function added: (13)14. Managing investments
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controlled function added: (12)[FCA CF] Functions requiring qualifications
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controlled function added: (11)[FCA CF] Client dealing
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controlled function added: (10)14. Managing investments
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controlled function added: (9)[FCA CF] Significant management
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controlled function added: (8)[FCA CF] Material risk taker
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controlled function added: (7)[FCA CF] Significant management
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Functions requiring qualifications