ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerard Walter George King

  IRN GWK00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Gerry Moore

  IRN GXM01213

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Giles Kemp Harwood

  IRN GKH00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Giles William Godwin De Gatacre

  IRN GWD00002

  • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
• Giorgio Vincenzo Stephen Brugnoli

  IRN GVB00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Glenn Gaston

  IRN GXG00054

  • CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
• Glenn McNeilly

  IRN GXM00010

  • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
• Glyn Lewis-Jones

  IRN LJG00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Godwin Gay

  IRN GMG00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
• Gordon Bruce Elder

  IRN GBE00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Mortgage Index (no longer appointed)

  FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• David Howitt (no longer appointed)

  FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2003

• Mortgage Prime (no longer appointed)

  FRN 217332 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Newton Mortrgages (no longer appointed)

  FRN 217333 · Appointed 5 Aug 2002 · Until 3 Jun 2003

• Ray Lester Associates (no longer appointed)

  FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2003

• IMP Financial Services (no longer appointed)

  FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2003

• Heritage Wills (no longer appointed)

  FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Kingsgate Financial Management (no longer appointed)

  FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2003

• Pinkwell Property Search Ltd (no longer appointed)

  FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2003

• D & V Associates (no longer appointed)

  FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2003

No changes recorded yet.