ST. JAMES'S PLACE UK PLC
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
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Stockbroking
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
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Runs Personal Pensions
For Professional, Retail (Investment), Personal pension scheme
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Investment Setup
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jenneth Anne Foster-Hall
IRN JAF00011
- (1762)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jennie Shepherd
IRN JXS00025
- (18)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jennifer Cockburn
IRN JXC00153
- (728)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jennifer Margaret Innis
IRN JMI00001
- (710)CF22 Investment Adviser (Trainee) (14 Mar 2003 to 3 Jun 2003)
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Jennifer Pauline June Oxendale
IRN JPO00004
- (350)CF21 Investment Adviser (2 Oct 2002 to 3 Jun 2003)
- (349)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 2 Oct 2002)
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Jeremiah Hyland
IRN JXH00175
- (898)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
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Jeremy Charles Burditt
IRN JCB00064
- (2129)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jeremy Charles Crawford
IRN JCC00031
- (1178)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
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Jeremy David Barrett
IRN JDB00004
- (1914)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jeremy Louis Chapman
IRN JXC00106
- (1992)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2003
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Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2003
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Willbank (UK) Professional Will Writers Ltd (no longer appointed)
FRN 183963 · Appointed 30 Nov 1993 · Until 3 Jun 2003
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Schofield Daniel & Hirst Ltd (no longer appointed)
FRN 175304 · Appointed 13 Oct 1993 · Until 18 Oct 2002
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The Hon Mrs Caroline Parr (no longer appointed)
FRN 178600 · Appointed 1 Oct 1993 · Until 3 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: J Rothschild Assurance Public Limited Company
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controlled function added: (80)SMF1 Chief Executive
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controlled function added: (79)SMF24 Chief Operations
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controlled function added: (78)SMF9 Chair of the Governing Body
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controlled function added: (77)SMF7 Group Entity Senior Manager
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controlled function added: (76)SMF11 Chair of the Audit Committee
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controlled function added: (75)SMF7 Group Entity Senior Manager
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controlled function added: (74)SMF7 Group Entity Senior Manager
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controlled function added: (73)SMF7 Group Entity Senior Manager
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controlled function added: (72)SMF18 Other Overall Responsibility