ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Smith

  IRN AJS00012

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan John Wilson

  IRN AJW00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Joseph Foden

  IRN AJF00028

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Keith Hulse

  IRN AKH00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Kevin Simmons

  IRN AKS01029

  • CF10 Compliance Oversight (16 Aug 2004 to 26 Mar 2007)
• Alan Leslie Baker

  IRN ALB00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Lewis Jones

  IRN ALJ00004

  • CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
• Alan Middleton-Stewart

  IRN AXM00028

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Patrick Shanahan

  IRN APS00017

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Paul Kelly

  IRN APK00006

  • CF21 Investment Adviser (18 Feb 2002 to 18 Oct 2002)

• Halton Kelly Independent Property Sevices (no longer appointed)

  FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2003

• Capital Homes (no longer appointed)

  FRN 221518 · Appointed 20 Dec 2002 · Until 3 Jun 2003

• Northern Mortgages Ltd (no longer appointed)

  FRN 220982 · Appointed 30 Nov 2002 · Until 3 Jun 2003

• Selective Consulting Ltd (no longer appointed)

  FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2003

• MD Wealth Management (no longer appointed)

  FRN 220981 · Appointed 30 Nov 2002 · Until 3 Jun 2003

• DRE & Co Consultancy & Financial Services Ltd (no longer appointed)

  FRN 220670 · Appointed 14 Nov 2002 · Until 23 Mar 2004

• Stavros Neodeous Practice (no longer appointed)

  FRN 220671 · Appointed 14 Nov 2002 · Until 3 Jun 2003

• Tom Hay Wealtth Management (no longer appointed)

  FRN 220645 · Appointed 14 Nov 2002 · Until 3 Jun 2003

• Malcolm Gates Financial Services (no longer appointed)

  FRN 220643 · Appointed 13 Nov 2002 · Until 3 Jun 2003

• S M Consultancy (no longer appointed)

  FRN 220555 · Appointed 11 Nov 2002 · Until 3 Jun 2003

No changes recorded yet.