ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James John Nolan

  IRN JJN00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Joly

  IRN JXJ00033

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Joseph Gleeson

  IRN JJG01051

  • CF22 Investment Adviser (Trainee) (24 May 2002 to 3 Jun 2003)
• James Joseph Reid

  IRN JJR00023

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
• James McEleney

  IRN JXM00240

  • CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
• James Michael Wring

  IRN JMW00015

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Neill Beaton

  IRN JNB00009

  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
• James O'Brien

  IRN JXO00034

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James O'Shea

  IRN JXO00028

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• James Owen Richfield

  IRN JOR00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• JJS Consultants Ltd (no longer appointed)

  FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2003

• Premier International Properties Ltd (no longer appointed)

  FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2003

• Chartes-Reid & Associates Ltd (no longer appointed)

  FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2003

• Higham Financial Services Ltd (no longer appointed)

  FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2003

• Financial Portfolio Ltd (no longer appointed)

  FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2003

• Birfield House (no longer appointed)

  FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2003

• The Mortgage & Investment Partnership (no longer appointed)

  FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2003

• George Crowther (no longer appointed)

  FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2003

• Rushbrooke Independent Mortgage Services (no longer appointed)

  FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2003

• Gail Spavin Wealth Management (no longer appointed)

  FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2003

No changes recorded yet.