ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederick John Tomlinson

  IRN FJT00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Fulva Giust

  IRN FMG00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Gail Bernadette Spavin

  IRN GBS00004

  • CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 11 Apr 2003)
• Gareth Harris

  IRN GXH00006

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Gareth Lloyd-Williams

  IRN GXL00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Gareth Wyn Williams

  IRN GXW00077

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Garry Mackay

  IRN GXM00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Garry Turner

  IRN GXT00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Gary Alan Turnbull

  IRN GAT00002

  • CF22 Investment Adviser (Trainee) (8 Jul 2002 to 8 May 2003)
• Gary Anthony Kessock-Philip

  IRN GAK00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Talkwise (no longer appointed)

  FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2003

• The Elegant Solution Company (no longer appointed)

  FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2003

• Mary Cunningham Financial Solutions (no longer appointed)

  FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2003

• Paul.F Muxlow Financial Services (no longer appointed)

  FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

• John Gough (no longer appointed)

  FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2003

• Bridgefast Management Ltd (no longer appointed)

  FRN 201924 · Appointed 13 Mar 2001 · Until 3 Jun 2003

• Savage Bracher Associate (no longer appointed)

  FRN 195213 · Appointed 8 Mar 2001 · Until 3 Jun 2003

• Michael Harper (no longer appointed)

  FRN 201923 · Appointed 28 Feb 2001 · Until 22 Jul 2003

• Elite Mortgages (no longer appointed)

  FRN 201913 · Appointed 28 Feb 2001 · Until 14 Jul 2005

• Argyle Fife Holdings (no longer appointed)

  FRN 195099 · Appointed 27 Feb 2001 · Until 3 Jun 2003

No changes recorded yet.