ST. JAMES'S PLACE UK PLC

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FRN: 150026
Date authorised: 1 April 2013
Companies House: 02628062
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

Web

https://www.sjp.co.uk
Complaints Contact

St. James's Place House

1 Tetbury Road

Cirencester

Gloucestershire

GL7 1FP

UNITED KINGDOM

Phone

+4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Pension fund management, Permanent health
Runs Personal Pensions

For Professional, Retail (Investment), Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael David Theobald
IRN MDT00020
- (1526)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Tickner
IRN MDT00003
- (2048)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David William Baldwin
IRN MDB00007
- (1196)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Dennes
IRN MXD00034
- (1509)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Michael Dominic Ellis
IRN MDE00001
- (1616)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Duffy
IRN MXD00011
- (529)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eaton
IRN MXE00028
- (1872)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eddison
IRN MXE00027
- (914)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Edward Webb
IRN MEW00017
- (308)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Edward Whitehouse
IRN MEW00012
- (1180)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2003
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2003
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2003
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2003
Bridgefast Management Ltd (no longer appointed)
FRN 201924 · Appointed 13 Mar 2001 · Until 3 Jun 2003
Savage Bracher Associate (no longer appointed)
FRN 195213 · Appointed 8 Mar 2001 · Until 3 Jun 2003
Michael Harper (no longer appointed)
FRN 201923 · Appointed 28 Feb 2001 · Until 22 Jul 2003
Elite Mortgages (no longer appointed)
FRN 201913 · Appointed 28 Feb 2001 · Until 14 Jul 2005
Argyle Fife Holdings (no longer appointed)
FRN 195099 · Appointed 27 Feb 2001 · Until 3 Jun 2003

Recent activity

Updates to this firm's record on the FCA register.

1 hour ago
trading name added: J Rothschild Assurance Public Limited Company
1 hour ago
controlled function added: (80)SMF1 Chief Executive
1 hour ago
controlled function added: (79)SMF24 Chief Operations
1 hour ago
controlled function added: (78)SMF9 Chair of the Governing Body
1 hour ago
controlled function added: (77)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (76)SMF11 Chair of the Audit Committee
1 hour ago
controlled function added: (75)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (74)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (73)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (72)SMF18 Other Overall Responsibility

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.