ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Edward Wollacott

  IRN DEW00017

  • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)
• David Francis Moran

  IRN DFM00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• David Frederick Melrose

  IRN DFM00001

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
• David Frederick Morgan

  IRN DFM00010

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• David George Creffield

  IRN DGC00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• David Gerald Ward

  IRN DXW00119

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• David Glass

  IRN DXG00040

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Dec 2002)
• David Graeme Ness

  IRN DGN00004

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• David Graham Jacobsen

  IRN DGJ00007

  • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
• David Grant

  IRN DSG00008

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Mayfair Associates (no longer appointed)

  FRN 210617 · Appointed 25 Mar 2002 · Until 26 Feb 2003

• Financial Solutions Midhurst (no longer appointed)

  FRN 210444 · Appointed 13 Mar 2002 · Until 3 Jun 2003

• Jason McGuire (no longer appointed)

  FRN 209956 · Appointed 19 Feb 2002 · Until 3 Jun 2003

• Chilterns (no longer appointed)

  FRN 209963 · Appointed 19 Feb 2002 · Until 3 Jun 2003

• Border Asset Management (no longer appointed)

  FRN 209501 · Appointed 1 Feb 2002 · Until 3 Jun 2003

• CFH Financial Practice (no longer appointed)

  FRN 209424 · Appointed 31 Jan 2002 · Until 3 Jun 2003

• Robert Thompson (no longer appointed)

  FRN 208754 · Appointed 16 Jan 2002 · Until 3 Jun 2003

• Landmark Independent Mortgage Services (no longer appointed)

  FRN 208700 · Appointed 15 Jan 2002 · Until 18 Oct 2002

• RBIG Corporate Risk Services Ltd (no longer appointed)

  FRN 208666 · Appointed 14 Jan 2002 · Until 17 Feb 2005

• The Will Writer (no longer appointed)

  FRN 208665 · Appointed 14 Jan 2002 · Until 3 Jun 2003

No changes recorded yet.