ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Francis Phillips

  IRN AFP00004

  • CF22 Investment Adviser (Trainee) (2 Sep 2002 to 3 Jun 2003)
• Adrian Harold Batchelor

  IRN AHB01027

  • CF29 Significant management (1 Nov 2007 to 30 Mar 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2002 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 30 Mar 2009)
• Adrian Lloyd Mohide

  IRN ALM00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Adrian Pearce Baker

  IRN APB00012

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Adrian Shapley

  IRN AXS00015

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Adrian Stephen Alsop

  IRN ASA01039

  • CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Jun 2003)
• Adrian Watts

  IRN ARW00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Akram Mohammed Abdullah

  IRN AMA00007

  • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (2 Sep 2002 to 19 Mar 2003)
• Alaba Adewale Adebajo

  IRN AAA00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Alan Barry Pentelow

  IRN ABP00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Hamilton Grove (no longer appointed)

  FRN 211897 · Appointed 17 May 2002 · Until 3 Jun 2003

• MPRN Ltd (no longer appointed)

  FRN 211567 · Appointed 2 May 2002 · Until 3 Jun 2003

• AMC Taxation Consultants (no longer appointed)

  FRN 211568 · Appointed 2 May 2002 · Until 3 Jun 2003

• Kismet Management Consultants (no longer appointed)

  FRN 211512 · Appointed 30 Apr 2002 · Until 3 Jun 2003

• Gill Cannon (no longer appointed)

  FRN 211463 · Appointed 29 Apr 2002 · Until 3 Jun 2003

• Forward Investments UK Ltd (no longer appointed)

  FRN 211457 · Appointed 29 Apr 2002 · Until 3 Jun 2003

• John Varady (no longer appointed)

  FRN 211458 · Appointed 29 Apr 2002 · Until 18 Feb 2004

• James Stuart Estate Agents & Valuers (no longer appointed)

  FRN 211456 · Appointed 29 Apr 2002 · Until 27 May 2003

• Coversure Insurance Services (no longer appointed)

  FRN 211460 · Appointed 29 Apr 2002 · Until 17 Feb 2005

• PGK Financial Services (no longer appointed)

  FRN 211356 · Appointed 23 Apr 2002 · Until 3 Jun 2003

No changes recorded yet.