ST. JAMES'S PLACE UK PLC

Date authorised
1 April 2013
Companies House
02628062
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Stockbroking

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme

    Show 3 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health, Pension fund management

  • Runs Personal Pensions

    For Retail (Investment), Professional, Personal pension scheme

  • Investment Setup

    For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Alexander Associates (UK) Ltd (no longer appointed)

    FRN 181756 · Appointed 1 Sep 1995 · Until 3 Jun 2003

  • CM Twinn Associates (no longer appointed)

    FRN 181614 · Appointed 1 Jul 1995 · Until 3 Jun 2003

  • DNT Consultants (no longer appointed)

    FRN 181746 · Appointed 31 May 1995 · Until 3 Jun 2003

  • Domas Nova Limited (no longer appointed)

    FRN 187032 · Appointed 22 May 1995 · Until 28 Feb 2002

  • Anthony C Marangos (no longer appointed)

    FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2003

  • Richard Carr (no longer appointed)

    FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2003

  • The Mortgage Desk (no longer appointed)

    FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2003

  • Lapada (no longer appointed)

    FRN 201790 · Appointed 17 Feb 1995 · Until 27 Mar 2002

  • David Staley (no longer appointed)

    FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2003

  • Michael Whitewood (no longer appointed)

    FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (2110)CF21 Investment Adviser

  2. controlled function added: (2109)[FCA CF] Significant management

  3. controlled function added: (2108)CF21 Investment Adviser

  4. controlled function added: (2107)CF21 Investment Adviser

  5. controlled function added: (2106)CF21 Investment Adviser

  6. controlled function added: (2105)CF21 Investment Adviser

  7. controlled function added: (2104)CF21 Investment Adviser

  8. controlled function added: (2103)CF22 Investment Adviser (Trainee)

  9. controlled function added: (2102)CF21 Investment Adviser

  10. controlled function added: (2101)CF21 Investment Adviser

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