Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
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Stockbroking
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Life Policy, Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Spread Bet, Rights to or interests in investments (Security), Personal pension scheme
Show 3 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health, Pension fund management
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Runs Personal Pensions
For Retail (Investment), Professional, Personal pension scheme
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Investment Setup
For Retail (Investment), Professional, Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicola Jayne Busuttil
IRN NJB00015
- (400)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicola Mary Finnigan
IRN NXF00160
- (1358)[FCA CF] Significant management (25 Jul 2023 to 2 Mar 2026)
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Nicola Rachel Robins
IRN NXR00330
- (72)SMF18 Other Overall Responsibility (since 23 Oct 2024)
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Nicolas Johan Olsen
IRN NJO00006
- (1260)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicolas Stuart Dilasser
IRN NSD00001
- (1841)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nicolette Beatrice Ferraz
IRN NBF00001
- (253)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nigel Boyd
IRN BXN00017
- (551)CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)
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Nigel Charles Anderson
IRN NCA00004
- (1019)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jan 2002)
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Nigel David Stock
IRN NDS00003
- (132)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Nigel Dudley George Gershon
IRN NDG00002
- (1093)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Crown Mortgage Options & Financial Services (no longer appointed)
FRN 192448 · Appointed 6 Apr 1999 · Until 3 Jun 2003
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The Mortgage Consultancy (no longer appointed)
FRN 194604 · Appointed 22 Mar 1999 · Until 27 Mar 2002
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The Heritage Consultancy (no longer appointed)
FRN 194014 · Appointed 22 Mar 1999 · Until 3 Jun 2003
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Complete Mortgage Services (no longer appointed)
FRN 193984 · Appointed 18 Mar 1999 · Until 3 Jun 2003
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Chase Hamilton Associates Ltd (no longer appointed)
FRN 193938 · Appointed 11 Mar 1999 · Until 27 Mar 2002
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Mortgage Advisory Services (UK) (no longer appointed)
FRN 193998 · Appointed 3 Mar 1999 · Until 18 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2220)[FCA CF] Material risk taker
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controlled function added: (2219)CF21 Investment Adviser
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controlled function added: (2218)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (2217)CF12 Actuarial
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controlled function added: (2216)CF21 Investment Adviser
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controlled function added: (2215)CF22 Investment Adviser (Trainee)
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controlled function added: (2214)CF10 Compliance Oversight
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controlled function added: (2213)CF21 Investment Adviser
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controlled function added: (2212)CF21 Investment Adviser
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controlled function added: (2211)CF21 Investment Adviser