ST. GILES INSURANCE & FINANCE SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Scott Alexander
IRN SXA00423
- CF1 Director (AR) (since 2 Dec 2021)
Scott Littlefield
IRN SXL02227
- CF4 Partner (AR) (4 May 2018 to 28 Dec 2023)
Silva Simmonds
IRN SXS01199
- CF1 Director (AR) (9 Feb 2023 to 8 Mar 2024)
Simon David Gale
IRN SDG01096
- CF1 Director (AR) (2 Oct 2020 to 26 Oct 2020)
- CF4 Partner (AR) (3 Aug 2017 to 24 Apr 2020)
Sol Unsdorfer
IRN SXU01039
- CF1 Director (AR) (since 6 Sep 2022)
Stephen Andrew Wiles
IRN SAW01289
- CF1 Director (AR) (since 23 Mar 2017)
Stephen Courtney Stone
IRN SCS01093
- CF1 Director (AR) (2 Apr 2020 to 22 Mar 2022)
Steven Henry Wayne
IRN SXW00635
- CF1 Director (AR) (since 12 Jan 2023)
Steven Redgwell
IRN SXR01889
- SMF1 Chief Executive (3 Jul 2023 to 20 Mar 2024)
- SMF3 Executive Director (3 Jul 2023 to 20 Mar 2024)
- Responsible for Insurance Distribution (3 Jul 2023 to 20 Mar 2024)
Steven Samuel Harris
IRN SSH01062
- CF1 Director (AR) (2 Oct 2020 to 6 Feb 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.