Date authorised
1 April 2013
Companies House
03163656
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower Bridge House
    St. Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871
  • Complaints Contact

    Tower Bridge House
    St Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Thomas Douglas

    IRN MTD01045

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Jan 2012 to 8 Dec 2019)
  • Matthew James Kilgour

    IRN MXK02598

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
  • Michael Benjamin Day

    IRN MBD01035

    • SMF3 Executive Director (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Jan 2024 to 1 Jan 2026)
    • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
  • Michael Hand

    IRN MXH00644

    • [FCA CF] Client dealing (since 13 Oct 2021)
  • Michael James Kenneth Day

    IRN MJD01458

    • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
  • Michael Phelps

    IRN MXP00866

    • [FCA CF] Client dealing (since 25 Jun 2024)
  • Michael Thomas Richard Brown

    IRN MTB01034

    • CF1 Director (1 Dec 2001 to 6 Feb 2009)
  • Neil Pearson

    IRN NPP01021

    • CF30 Customer (1 Nov 2007 to 27 Feb 2015)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • Nicholas John Summerson

    IRN NJS01138

    • CF21 Investment Adviser (30 Oct 2002 to 2 Jul 2004)
  • Nicholas Stephen Kemp

    IRN NSK01017

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.