SSE Trading Limited

Date authorised
1 April 2013
Companies House
04336842
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

  • Complaints Contact

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lyndsey Smiley Mitchell

    IRN LSM01023

    • (20)CF26 Customer Trading (9 Jan 2003 to 1 Nov 2005)
  • Mandy Mackay

    IRN MXS01763

    • (1)Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2024)
    • (107)SMF3 Executive Director (9 Dec 2019 to 1 Nov 2024)
    • (109)CF1 Director (3 Nov 2016 to 8 Dec 2019)
    • (108)CF26 Customer Trading (9 Jan 2003 to 1 Feb 2007)
  • Marco Jose Ambrogio De Angeli

    IRN MXD00609

    • (3)SMF3 Executive Director (since 1 Oct 2024)
    • (4)[FCA CF] Manager of certification employee (since 7 Feb 2024)
  • Marcus Mands

    IRN MXM01628

    • (36)CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • (37)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
  • Maria Isabel Liendo Zaccara

    IRN MIL01023

    • (67)CF11 Money Laundering Reporting (1 Oct 2018 to 30 Aug 2019)
  • Martin David Laing

    IRN MDL01062

    • (5)CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • (6)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
  • Martin James Pibworth

    IRN MJP01225

    • (29)CF3 Chief Executive (1 Mar 2013 to 30 Jun 2015)
    • (30)CF1 Director (24 May 2011 to 30 Jun 2015)
    • (27)CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • (28)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
  • Martin James Shaw

    IRN MJS01637

    • (75)CF30 Customer (6 Jan 2016 to 31 May 2019)
  • Matthew Paul Surry

    IRN MPS01179

    • (113)[FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2026)
    • (112)CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Meeten Shah

    IRN MXS01769

    • (3)CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • (4)CF26 Customer Trading (9 Jan 2003 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (6)SMF16 Compliance Oversight

  2. controlled function added: (5)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (4)[FCA CF] Manager of certification employee

  4. controlled function added: (3)SMF3 Executive Director

  5. controlled function added: (2)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (1)Director of firm who is not a certification employee or a SMF manager

  7. controlled function added: (146)CF26 Customer Trading

  8. controlled function added: (145)CF10 Compliance Oversight

  9. controlled function added: (144)CF11 Money Laundering Reporting

  10. controlled function added: (143)SMF3 Executive Director

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