SSE Trading Limited

Date authorised
1 April 2013
Companies House
04336842
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

  • Complaints Contact

    Grampian House
    200 Dunkeld Road
    Perth
    Perthshire
    PH1 3GH
    UNITED KINGDOM
    Phone
    +441738341355

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Jonathan McFerran

    IRN DJM01503

    • (40)CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • (41)CF26 Customer Trading (14 Apr 2006 to 31 Oct 2007)
  • David Trevallion

    IRN DXT01771

    • (5)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (6)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (144)CF11 Money Laundering Reporting (11 Oct 2019 to 8 Dec 2019)
    • (145)CF10 Compliance Oversight (9 Nov 2017 to 8 Dec 2019)
  • Debashis Senapati

    IRN DXS01124

    • (116)[FCA CF] Client dealing (7 Mar 2025 to 20 Mar 2026)
  • Deirdre Powers

    IRN DXP01829

    • (59)CF1 Director (11 Jun 2015 to 1 Aug 2016)
    • (58)CF11 Money Laundering Reporting (19 Feb 2015 to 12 Aug 2016)
    • (57)CF30 Customer (13 May 2013 to 12 Nov 2014)
  • Edward Derek Lawns

    IRN EDL01007

    • (52)CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • (53)CF26 Customer Trading (22 Dec 2004 to 31 Oct 2007)
  • Edward John Wilson

    IRN EXW00129

    • (105)[FCA CF] Client dealing (15 Jul 2021 to 6 May 2022)
  • Euan Ross Marshall

    IRN ERM01034

    • (68)CF30 Customer (17 Jul 2017 to 8 Dec 2019)
  • Finlay McCutcheon

    IRN FXM00093

    • (87)Director of firm who is not a certification employee or a SMF manager (18 Jan 2021 to 31 Mar 2022)
  • Fiona Millar

    IRN FXM01754

    • (71)CF30 Customer (7 Jun 2017 to 1 Nov 2018)
  • Fraser McGregor Alexander

    IRN FMA01033

    • (25)CF1 Director (4 Jun 2007 to 1 Nov 2010)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (62)CF2 Non Executive Director

  2. controlled function added: (61)CF10 Compliance Oversight

  3. controlled function added: (60)CF11 Money Laundering Reporting

  4. controlled function added: (59)CF1 Director

  5. controlled function added: (58)CF11 Money Laundering Reporting

  6. controlled function added: (57)CF30 Customer

  7. controlled function added: (56)CF26 Customer Trading

  8. controlled function added: (55)CF30 Customer

  9. controlled function added: (54)CF11 Money Laundering Reporting

  10. controlled function added: (53)CF26 Customer Trading

Show more