SRC Financial Services Limited

• Principal Place of Business

  4 Lords Court

  Cricketers Way

  Basildon

  Essex

  SS13 1SS

  UNITED KINGDOM

  Phone

  +4401268280096

  Web

  https://www.srcfinancial.com

• Complaints Contact

  4 Lords Court

  Cricketers Way

  Basildon

  Essex

  SS13 1SS

  UNITED KINGDOM

  Phone

  +4401268280096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Louise Stainer

  IRN AXS01062

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
• Christine Tracy Weatherall

  IRN CXW00068

  • [FCA CF] Functions requiring qualifications (16 Dec 2024 to 31 Jul 2025)
• Ellis Shepherd

  IRN EXS00110

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
• Jack Anthony Avery

  IRN JXA00369

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
• Josh McIlroy

  IRN JXM00986

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Lauren Huntley

  IRN LXH00212

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
• Maisie Torry

  IRN MXT00590

  • [FCA CF] Material risk taker (23 May 2023 to 24 May 2023)
  • [FCA CF] Functions requiring qualifications (23 May 2023 to 31 Dec 2025)
  • [FCA CF] Client dealing (22 May 2023 to 31 Dec 2025)
• Simon Robert Torry

  IRN SRT00014

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • CF1 Director (AR) (since 26 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (1 Jun 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jun 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2005 to 30 Sep 2018)
  • CF1 Director (1 Jun 2005 to 8 Dec 2019)
• Yvette Green

  IRN YXG00041

  • [FCA CF] Client dealing (since 2 Oct 2023)
• Zoe Tate

  IRN ZXT00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jul 2021)

• SRC Mortgage Solutions Limited

  FRN 1015683 · Appointed 26 Jul 2024

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