Date authorised
1 April 2013
Companies House
07165194
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Dean Street
    London
    Westminster
    W1D 3RB
    UNITED KINGDOM
    Phone
    +447736050348
  • Complaints Contact

    1 Dean Street
    London
    Westminster
    W1D 3RB
    UNITED KINGDOM
    Phone
    +441312033074

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aditya Hindocha

    IRN AXH00452

    • SMF3 Executive Director (since 23 Mar 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Ahmedulla Khan Khaishgi

    IRN AKK01035

    • CF2 Non Executive Director (22 Jul 2011 to 8 Dec 2019)
  • Alastair Douglas

    IRN AXD00256

    • SMF24 Chief Operations (since 20 May 2022)
    • SMF2 Chief Finance (since 20 May 2022)
    • SMF3 Executive Director (since 20 May 2021)
  • Amelia Lowe

    IRN AXL00389

    • SMF24 Chief Operations (since 28 Feb 2022)
    • SMF3 Executive Director (since 28 Feb 2022)
  • Anuj Jain

    IRN AXJ00191

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
  • Caroline Rich

    IRN CXR00339

    • [FCA CF] Significant management (since 23 May 2022)
  • David Curmi

    IRN DXC00349

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
  • Deborah Holmgren

    IRN DXH00513

    • SMF4 Chief Risk (since 11 Apr 2022)
    • SMF10 Chair of the Risk Committee (since 11 Apr 2022)
  • Kevin Gillan

    IRN KXG01392

    • SMF9 Chair of the Governing Body (since 4 Mar 2022)
    • SMF1 Chief Executive (since 20 May 2021)
    • Responsible for Insurance Distribution (since 20 May 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 May 2013 to 8 Dec 2019)
  • Luke Kershaw

    IRN LXK00128

    • [FCA CF] Significant management (23 May 2022 to 5 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.