Date authorised
1 April 2013
Companies House
SC134473
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Middlefield Road
    Middlefield Industrial Estate
    Falkirk
    Stirlingshire
    FK2 9ZD
    UNITED KINGDOM
    Phone
    +4401324616803
  • Complaints Contact

    4 Middlefield Road
    Middlefield Industrial Estate
    Falkirk
    Stirlingshire
    FK2 9ZD
    UNITED KINGDOM
    Phone
    +4401324616800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair James Elrick

    IRN AJE01094

    • CF1 Director (14 Jan 2005 to 30 Jan 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jan 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Brian Aitken

    IRN BXA00088

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Colin Andrew Clark

    IRN CAC01222

    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Sep 2019)
    • Responsible for Insurance Mediation (25 Mar 2015 to 30 Sep 2018)
    • CF29 Significant management (25 Mar 2015 to 4 Sep 2019)
    • CF1 Director (24 Jul 2013 to 4 Sep 2019)
  • David William Aitken

    IRN DXA00162

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • John Mallis

    IRN JXM01323

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2022)
  • Lisa Aitken

    IRN LXA21108

    • Responsible for Insurance Distribution (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
  • Niall Syme

    IRN NXS00360

    • [FCA CF] CASS oversight function (since 25 Feb 2022)
    • [FCA CF] Significant management (since 25 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.