Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Bray

    IRN TXB00477

    • [FCA CF] Client dealing (since 22 May 2023)
  • Thomas Henry Barlow

    IRN THB01026

    • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
    • CF26 Customer Trading (16 Aug 2006 to 31 Oct 2007)
  • Thomas James Salmon

    IRN TJS01142

    • [FCA CF] Material risk taker (since 31 Mar 2023)
    • [FCA CF] Proprietary trader (since 31 Mar 2023)
    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (11 Oct 2007 to 31 Oct 2007)
  • Thomas Matthew Benedict Daniel

    IRN TMD01029

    • CF26 Customer Trading (16 Jul 2003 to 5 Aug 2003)
  • Thomas Oliver Barnes

    IRN TOB01004

    • CF30 Customer (3 Apr 2008 to 12 Nov 2009)
  • Thomas Prout

    IRN TXP00266

    • [FCA CF] Client dealing (since 22 May 2023)
  • Thomas Woodstock Harris

    IRN TWH01015

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
  • Tobin James Gladden Utley

    IRN TJU01001

    • [FCA CF] Client dealing (since 18 Apr 2023)
  • Toby Andrew Philip Goar

    IRN TAG01071

    • CF30 Customer (11 Mar 2015 to 16 Sep 2015)
  • Tom Edrich

    IRN TXE00094

    • [FCA CF] Client dealing (since 24 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.