Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nathan Cole

    IRN NXC00345

    • [FCA CF] Client dealing (1 Jun 2023 to 6 Sep 2023)
  • Nathan Cowell

    IRN NXC00361

    • [FCA CF] Client dealing (17 Aug 2023 to 24 Jan 2025)
  • Neil John Hopcroft

    IRN NXH01346

    • CF30 Customer (1 Nov 2007 to 6 Dec 2007)
    • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
  • Nicholas Eastham

    IRN NSE01009

    • [FCA CF] Client dealing (since 15 Aug 2024)
  • Nicholas James Gibson Soper

    IRN NJS01172

    • [FCA CF] Manager of certification employee (since 12 Oct 2023)
    • [FCA CF] Client dealing (since 22 May 2023)
    • CF30 Customer (1 Nov 2007 to 27 Sep 2013)
    • CF26 Customer Trading (1 Aug 2005 to 31 Oct 2007)
  • Nicholas James Headford

    IRN NJH01186

    • [FCA CF] Client dealing (since 5 Apr 2023)
    • CF30 Customer (20 Mar 2009 to 12 Nov 2009)
  • Nicholas Joseph Hatfield

    IRN NJH01168

    • CF26 Customer Trading (7 Mar 2005 to 25 Jul 2007)
  • Nicholas Kanfer

    IRN NXK00239

    • [FCA CF] Client dealing (since 1 Jun 2023)
  • Nicholas Martin Ryb

    IRN NMR01017

    • [FCA CF] Client dealing (1 Mar 2021 to 31 Aug 2022)
  • Oliver Males

    IRN OXM00064

    • [FCA CF] Client dealing (6 Sep 2021 to 2 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.