Sporting Index Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Spread Bet
Show 2 limitations Hide limitations
- · Limited to non-financial spread bets
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Matthew Wright
IRN SMW01207
- CF30 Customer (4 Feb 2011 to 2 Dec 2019)
Stephen Peter Baumohl
IRN SPB01086
- CF30 Customer (1 Nov 2007 to 13 Sep 2016)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Stephen Schreiber
IRN SXS01447
- CF26 Customer Trading (1 Dec 2001 to 21 May 2002)
Steven Hillson
IRN SXH01987
- CF30 Customer (10 Sep 2009 to 8 Dec 2019)
Steven Ma
IRN SXM02267
- CF30 Customer (9 Nov 2007 to 8 Dec 2019)
Stuart Baker
IRN SXB03401
- SMF3 Executive Director (28 Apr 2021 to 20 Jan 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 11 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Jan 2022)
- CF11 Money Laundering Reporting (1 Jan 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jan 2016 to 8 Dec 2019)
Stuart John McVay
IRN SJM01274
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Stuart John Purling
IRN SJP01169
- CF26 Customer Trading (1 Dec 2001 to 20 Sep 2004)
Stuart Robert Lane
IRN SRL01043
- CF26 Customer Trading (1 Dec 2001 to 21 May 2002)
- CF1 Director (1 Dec 2001 to 21 May 2002)
Stuart Taylor
IRN SXT01536
- CF30 Customer (7 Oct 2008 to 31 Jul 2013)

Smaller firms operating under this firm's FCA authorisation.

Trinity Mirror PLC (no longer appointed)
FRN 227802 · Appointed 19 Aug 2003 · Until 28 Feb 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.