SPF Private Clients Limited

• Principal Place of Business

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

  Web

  https://www.spf.co.uk

• Complaints Contact

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Angeline Margaret May McGeary

  IRN AMM00055

  • CF21 Investment Adviser (13 Jun 2003 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2003)
• Anthony Ian Lynch

  IRN AIL00003

  • CF21 Investment Adviser (23 Dec 2002 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (24 Apr 2002 to 23 Dec 2002)
• Antony James Cousins

  IRN AJC01420

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Significant management (since 17 Feb 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (10 Feb 2023 to 31 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 2 Apr 2007)
  • CF24 Pension Transfer Specialist (12 Sep 2005 to 31 Oct 2007)
• Ashley Smith

  IRN AXS04509

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 23 Oct 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Aubrey John Adams

  IRN AJA01078

  • CF2 Non Executive Director (8 Nov 2006 to 10 Apr 2008)
  • CF1 Director (1 Dec 2001 to 8 Nov 2006)
• Avril Cassidy

  IRN AXC00343

  • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 19 Apr 2024)
• Ayron John Waller

  IRN AXW00266

  • [FCA CF] Manager of certification employee (24 May 2024 to 16 Jul 2025)
  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 16 Jul 2025)
• Ayrton William Fielding

  IRN AXF00152

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Significant management (since 24 Feb 2026)
  • [FCA CF] Manager of certification employee (since 19 May 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Bekir Darilmaz

  IRN BXD00331

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
• Ben Enzo Thomas Picco Senior

  IRN BXS00146

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

• Savills (UK) Limited (no longer appointed)

  FRN 746575 · Appointed 10 May 2016 · Until 31 Dec 2017 · Tied agent

• Laurence Greenfield (no longer appointed)

  FRN 661572 · Appointed 14 Mar 2016 · Until 5 Jun 2017

• Bespoke Capital Management LLP (no longer appointed)

  FRN 400031 · Appointed 26 Oct 2010 · Until 11 Jun 2012

• Savills (L&P) Ltd (no longer appointed)

  FRN 416688 · Appointed 6 Dec 2004 · Until 31 Jan 2006

• Savills Commercial Ltd (no longer appointed)

  FRN 415499 · Appointed 23 Nov 2004 · Until 4 May 2006

No changes recorded yet.