Spex Capital Ltd

• Principal Place of Business

  1 Elsynge Road

  London

  SW18 2HW

  UNITED KINGDOM

  Phone

  +447803082703

  Web

  https://www.spexcapital.com

• Complaints Contact

  1 Elsynge Road

  London

  SW18 2HW

  UNITED KINGDOM

  Phone

  +447803082703

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Mak

  IRN AXM05582

  • [FCA CF] Client dealing (since 2 Jun 2025)
• Andrea Lorenzin

  IRN AXL00793

  • [FCA CF] Client dealing (since 26 May 2025)
• Arjun Nimit Agarwal

  IRN AXA02024

  • [FCA CF] Client dealing (since 17 Apr 2025)
• Avrom Lasarow

  IRN AXL00782

  • [FCA CF] Client dealing (since 17 Apr 2025)
• Brent Clifford Stackhouse

  IRN BXS00609

  • [FCA CF] Client dealing (since 4 Jun 2025)
• Claudio D'Angelo

  IRN CXD01123

  • [FCA CF] Client dealing (since 27 Apr 2023)
  • SMF16 Compliance Oversight (since 3 Oct 2022)
  • SMF1 Chief Executive (since 3 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2022)
• Diva Tommei

  IRN DXT00408

  • [FCA CF] Client dealing (since 19 Nov 2024)
• Dénes Csiszár

  IRN DXC00829

  • [FCA CF] Client dealing (since 19 Nov 2024)
• Filippo Falaschi

  IRN FXF01114

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Julian Charles Edward Pittam

  IRN JCP01067

  • SMF3 Executive Director (3 Oct 2022 to 6 Mar 2026)

No changes recorded yet.