Specialty Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Colin Roy Keith Whitehair
IRN CRW01090
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (6 Jul 2017 to 8 Dec 2019)
David Pearce
IRN DXP02285
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (6 Jul 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Jul 2017 to 8 Dec 2019)
- CF1 Director (6 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (6 Jul 2017 to 30 Sep 2018)
Janine King
IRN JXK18145
- SMF1 (AR) Chief Executive function (9 Dec 2019 to 14 Apr 2025)
- CF3 Chief Executive (AR) (8 Aug 2019 to 8 Dec 2019)
John Farrar
IRN JXF32286
- CF1 Director (AR) (26 Feb 2020 to 3 Mar 2025)
John Frank Bainbridge
IRN JFB01087
- CF1 Director (AR) (4 Apr 2018 to 29 Feb 2024)
Kevin Barrett
IRN KXB02136
- CF1 Director (AR) (8 Jun 2018 to 11 Nov 2021)
Owain McGuire
IRN OXM01203
- CF1 Director (AR) (29 Jun 2018 to 31 May 2024)
Sion Evans
IRN SXE00153
- CF3 Chief Executive (AR) (21 Jul 2021 to 4 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

Adeona Limited
FRN 708052 · Appointed 15 Jun 2024
Hamer Technology Limited (no longer appointed)
FRN 932808 · Appointed 25 Aug 2020 · Until 11 Nov 2024
Remtek Systems Limited (no longer appointed)
FRN 920541 · Appointed 1 Feb 2020 · Until 6 Mar 2025
Iansyst Limited (no longer appointed)
FRN 544741 · Appointed 3 Jun 2019 · Until 17 Apr 2025
Wyvern Business Systems Limited (no longer appointed)
FRN 724253 · Appointed 10 Oct 2018 · Until 2 Dec 2024
Templar Print Services Limited (no longer appointed)
FRN 821992 · Appointed 1 Oct 2018 · Until 1 Oct 2018
Adeona Limited (no longer appointed)
FRN 708052 · Appointed 1 Jun 2018 · Until 7 Jun 2024
BARRY BENNETT LTD (no longer appointed)
FRN 542927 · Appointed 21 May 2018 · Until 2 Jan 2025
Aspen Associates Limited (no longer appointed)
FRN 585582 · Appointed 2 Apr 2018 · Until 6 Mar 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.