SPECIALIST PRIVATE WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04524366
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Meeting Office
    Specialist Private Wealth
    23 -24 Berkeley Square
    London
    W1J 6EJ
    UNITED KINGDOM
    Phone
    +442033977748
    Web
    https://specialistpw.com

  • Complaints Contact

    Administration Centre
    Specialist Private Wealth
    155 High Street
    Ruislip
    Middlesex
    HA4 8JY
    UNITED KINGDOM
    Phone
    +441895717747

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aashish Vora

    IRN AXV01063

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (4 Jan 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (4 Jan 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Jan 2006 to 8 Dec 2019)
    • CF1 Director (4 Jan 2006 to 8 Dec 2019)
  • Kajal Vora

    IRN KXV01048

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Jan 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2006 to 8 Dec 2019)
  • Simon George Richard Allen

    IRN SXA00101

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
    • [FCA CF] Client dealing (since 11 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

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