S.P. ANGEL CORPORATE FINANCE LLP

• Principal Place of Business

  S.P. Angel Corporate Finance LLP

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

  Web

  https://www.spangel.co.uk

• Complaints Contact

  Prince Frederick House

  35-39 Maddox Street

  London

  W1S 2PP

  UNITED KINGDOM

  Phone

  +4402034700470

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lindsay Keith Anderson Mair

  IRN LKM01007

  • CF30 Customer (14 Mar 2016 to 30 Sep 2019)
• Mark Benedict Eccles-Williams

  IRN MBE01004

  • CF30 Customer (29 Apr 2013 to 10 Sep 2013)
• Matthew Henry Peter Johnson

  IRN MHJ01022

  • SMF27 Partner (since 6 Aug 2024)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
• Mustapha Kamal Omar

  IRN MXO01074

  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Máire Maraid Gibson

  IRN MMG01049

  • CF11 Money Laundering Reporting (3 May 2011 to 5 Jul 2013)
  • CF10 Compliance Oversight (3 May 2011 to 5 Jul 2013)
• Oleksii Tsukanov

  IRN OXT01036

  • [FCA CF] Client dealing (9 Dec 2020 to 25 Sep 2023)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Philip Andrew Smith

  IRN PAS01169

  • CF30 Customer (29 Oct 2012 to 15 Oct 2019)
• Richard Aaron Parlons

  IRN RAP01120

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (23 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (28 Nov 2012 to 8 Dec 2019)
• Richard Alan Hail

  IRN RAH01116

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (16 Oct 2013 to 8 Dec 2019)
• Richard Charles Tunstall Redmayne

  IRN RCR01029

  • CF30 Customer (4 Jul 2016 to 8 Dec 2019)

• KK Advisory Ltd (no longer appointed)

  FRN 918341 · Appointed 16 Dec 2019 · Until 31 Jul 2024

• S M Advisory Services Ltd (no longer appointed)

  FRN 594332 · Appointed 15 Jan 2013 · Until 14 Nov 2014

• International Capital LLP (no longer appointed)

  FRN 582885 · Appointed 15 Jun 2012 · Until 25 Jul 2012

No changes recorded yet.