Sovereign Risk Management Limited

Date authorised
1 April 2013
Companies House
03475198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sovereign Risk Management
    Trigg House
    11 Maisies Way
    South Normanton
    Alfreton
    Derbyshire
    DE55 2DS
    UNITED KINGDOM
    Phone
    +4401773814400
    Web
    https://schooladvice.co.uk

  • Complaints Contact

    Sovereign Risk Management
    Trigg House
    11 Maisies Way
    South Normanton
    Alfreton
    Derbyshire
    DE55 2DS
    UNITED KINGDOM
    Phone
    +4401773814400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Charles Trigg

    IRN BCT01016

    • CF1 Director (14 Jan 2005 to 11 Jan 2016)
  • Carol Mcgowan

    IRN CXM35808

    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 May 2023)
  • Emma Louise Higginbottom

    IRN EXH00267

    • [FCA CF] CASS oversight function (since 1 Jun 2023)
  • Gemma Atkin

    IRN GXD01792

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 May 2017 to 8 Dec 2019)
  • Heather Marshall

    IRN HXM01272

    • CF1 Director (14 Nov 2006 to 18 Apr 2016)
  • John Patrick Brady

    IRN JPB01188

    • CF1 Director (AR) (since 18 Aug 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Oct 2017 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Leslie Marshall

    IRN LXM01343

    • CF1 Director (14 Jan 2005 to 31 Oct 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2017)
  • Susan Jane Brady

    IRN SJB01503

    • CF1 Director (14 Nov 2006 to 18 Apr 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.