Date authorised
1 April 2013
Companies House
07274151
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 Stream Road
    Kingswinford
    West Midlands
    DY6 9PD
    UNITED KINGDOM
    Phone
    +447733123625
  • Complaints Contact

    53 Stream Road
    Kingswinford
    West Midlands
    DY6 9PD
    UNITED KINGDOM
    Phone
    +447733123625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Barry Naylor

    IRN JBN01025

    • CF1 Director (3 May 2011 to 24 Nov 2014)
    • Responsible for Insurance Mediation (3 May 2011 to 17 Mar 2014)
  • Jonathan Bischoff

    IRN JXB02109

    • CF1 Director (AR) (10 Dec 2014 to 20 Jul 2016)
  • Matthew Worton

    IRN MXW02100

    • CF1 Director (AR) (14 Jun 2017 to 22 Mar 2024)
  • Nicholas David Coyle

    IRN NDC01076

    • CF1 Director (AR) (10 Dec 2014 to 30 Apr 2015)
  • Paul Tanner

    IRN PXT01538

    • SMF3 (AR) Executive Director function (17 Feb 2021 to 31 May 2022)
  • Richard Ennis

    IRN RXE09706

    • CF1 Director (AR) (1 Mar 2021 to 24 Aug 2023)
  • Ross Daverson

    IRN RXD01509

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 7 Feb 2024)
    • CF1 Director (AR) (20 Dec 2016 to 8 Dec 2019)
  • Simon Guy Sheldon

    IRN SGS01067

    • CF1 Director (AR) (since 30 Mar 2025)
    • SMF3 (AR) Executive Director function (since 9 Dec 2019)
    • SMF1 (AR) Chief Executive function (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (2 Jun 2016 to 8 Dec 2019)
    • CF1 Director (AR) (1 Dec 2014 to 8 Dec 2019)
  • Timothy Carlton

    IRN TXC01480

    • CF1 Director (AR) (31 May 2014 to 20 Dec 2016)
  • Timothy Sheriff

    IRN TXS01743

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (17 Mar 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Mar 2014 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.