Date authorised
30 November 2020
Companies House
12300506
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Innovation Centre
    Knowledge Gateway
    Boundary Road
    Colchester
    Essex
    CO4 3ZQ
    UNITED KINGDOM
    Phone
    +4401206694904
  • Complaints Contact

    Innovation Centre
    Knowledge Gateway
    Boundary Road
    Colchester
    Essex
    CO4 3ZQ
    UNITED KINGDOM
    Phone
    +4401206694904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth Francis Campbell

    IRN KFC01011

    • SMF3 Executive Director (30 Nov 2020 to 19 Jun 2023)
  • Neeraj Bhatia

    IRN NXB87046

    • SMF3 Executive Director (30 Nov 2020 to 19 Jun 2023)
  • Robert Martin Thacker

    IRN RMT01106

    • SMF3 Executive Director (since 30 Nov 2020)
    • Responsible for Insurance Distribution (since 30 Nov 2020)
    • CF1 Director (AR) (22 Feb 2022 to 15 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2020 to 27 Mar 2024)
    • SMF1 Chief Executive (30 Nov 2020 to 27 Mar 2024)
    • SMF16 Compliance Oversight (30 Nov 2020 to 27 Mar 2024)
  • Simon James Bennett

    IRN SJB01455

    • CF1 Director (AR) (since 13 Jun 2025)
  • Steven Daniels

    IRN SXD87047

    • SMF3 Executive Director (30 Nov 2020 to 19 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.