Somerby Financial Solutions Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Somerbys Accountants30 Nelson StreetLeicesterLeicestershireLE1 7BAUNITED KINGDOM- Phone
- +4401162795700
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Complaints Contact
Somerbys Accountants30 Nelson StreetLeicesterLeicestershireLE1 7BAUNITED KINGDOM- Phone
- +4401162795700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Woodward
IRN AXW01535
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF3 Chief Executive (31 Oct 2004 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
- CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Andrew Palmer
IRN AXP01878
- CF4 Partner (AR) (8 Oct 2009 to 31 Jul 2015)
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Andrew Richard West
IRN ARW01159
- CF28 Systems and controls (1 Nov 2007 to 20 Jan 2016)
- CF1 Director (31 Oct 2004 to 20 Jan 2016)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
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Colin Dutton
IRN CXD00680
- CF1 Director (AR) (since 7 Nov 2025)
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Martin John Haw
IRN MJH00192
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 11 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Martin Philip Jinks
IRN MXJ00149
- [FCA CF] Significant management (9 Dec 2019 to 27 Apr 2021)
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Martin Philip Jinks
IRN MPJ01025
- SMF3 Executive Director (9 Dec 2019 to 3 Jun 2021)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
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Nicola Francesca Sykes
IRN NXS00719
- Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
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Sally Anne Palmer
IRN SAP01109
- CF4 Partner (AR) (22 Oct 2009 to 31 Jul 2015)
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Wayne Richard Nixon
IRN WRN01008
- CF1 Director (17 May 2016 to 30 May 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Engage Finance Limited
FRN 821554 · Appointed 25 Sep 2018
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Derby Financial Solutions Limited
FRN 600022 · Appointed 24 Apr 2013
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Denham Hedley Commercials Ltd (no longer appointed)
FRN 625198 · Appointed 9 Jun 2014 · Until 31 Jul 2015
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Palmer Business Finance (no longer appointed)
FRN 507235 · Appointed 22 Sep 2009 · Until 28 Aug 2015
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Aude Management Services Ltd (no longer appointed)
FRN 489410 · Appointed 26 Sep 2008 · Until 26 Sep 2012
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Midshires Management Ltd (no longer appointed)
FRN 429487 · Appointed 11 Mar 2005 · Until 26 Sep 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.