Date authorised
3 October 2014
Companies House
08881739
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    289 Lidgett Lane
    Leeds
    West Yorkshire
    LS17 6PD
    UNITED KINGDOM
    Phone
    +447868249398
  • Complaints Contact

    289 Lidgett Lane
    Leeds
    West Yorkshire
    LS17 6PD
    UNITED KINGDOM
    Phone
    +447868249398

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Hector Clarke

    IRN AHC01085

    • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
  • Graham Smith

    IRN GXS01666

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Jul 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (9 Mar 2015 to 8 Dec 2019)
  • Kevin Roberts

    IRN KXR77725

    • SMF3 Executive Director (since 10 Jul 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
  • Martin Matthew Bentley

    IRN MMB01107

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
  • Paul Aaron Betts

    IRN PAB01363

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2014 to 8 Dec 2019)
    • CF1 Director (3 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2014 to 8 Dec 2019)
  • Robin Neil Womersley

    IRN RNW01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2014 to 8 Dec 2019)
    • CF1 Director (3 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.