SOFOLOGY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
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- · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.

Senior staff personally approved by the FCA to hold their roles here.

Sally Elizabeth Hopson
IRN SEH01130
- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Jan 2022)
- CF8 Apportionment and Oversight (5 Nov 2019 to 8 Dec 2019)
Shaun Cook
IRN SXC00761
- [FCA CF] Significant management (3 Jan 2022 to 28 Oct 2022)
Sonia Whiteley-Guest
IRN SXW02018
- CF8 Apportionment and Oversight (30 Mar 2015 to 29 May 2015)
Timothy Giles Stacey
IRN TXS03538
- [FCA CF] Significant management (since 26 Mar 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.