Socii Capital LLP

Date authorised
7 May 2019
Companies House
OC414735
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Spaces Mappin House
    4 Winsley Street
    London
    Westminster
    W1W 8HF
    UNITED KINGDOM
    Phone
    +442078398088
    Web
    https://www.sociicapital.com

  • Complaints Contact

    Spaces Mappin House
    4 Winsley Street
    London
    Westminster
    W1W 8HF
    UNITED KINGDOM
    Phone
    +4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leigh Fogelman

    IRN LXF01188

    • [FCA CF] Client dealing (9 Dec 2020 to 20 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Mar 2026)
    • SMF27 Partner (9 Dec 2019 to 20 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Mar 2026)
  • Lindsay Reid

    IRN LXR00342

    • SMF16 Compliance Oversight (since 14 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2026)
  • Suleman Shah

    IRN SXS05868

    • SMF27 Partner (since 14 Apr 2026)
  • Yuan Chen

    IRN YXC01058

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (7 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (7 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.