S.N.R. Brunt Partnership

Date authorised
1 April 2013
Companies House
08249838
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Watergate Street
    Ellesmere
    Shropshire
    SY12 0EU
    UNITED KINGDOM
    Phone
    +4401691624144
    Web
    https://www.snrbruntpartnership.co.uk

  • Complaints Contact

    S N R Brunt Partnership
    Brunt Partnership
    24 Watergate Street
    Ellesmere
    Shropshire
    SY12 0EU
    UNITED KINGDOM
    Phone
    +4401691624144

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caryn Elizabeth Monether

    IRN CEL01051

    • CF30 Customer (18 Feb 2013 to 18 Jul 2014)
  • Charlotte Brunt

    IRN CXB00379

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Giles William Openshaw Roberts

    IRN GXR23022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 13 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • SMF3 Executive Director (since 20 Dec 2019)
  • Samuel Nicholas Robert Brunt

    IRN SNB00004

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 7 Jul 2021)
    • Responsibility for MCD Intermediation (since 7 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Apr 2021)
    • CF10 Compliance Oversight (18 Feb 2013 to 8 Dec 2019)
    • CF1 Director (18 Feb 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Feb 2013 to 30 Sep 2018)
  • Susan Elizabeth Brunt

    IRN SEB01135

    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2020)
    • CF1 Director (18 Feb 2013 to 8 Dec 2019)
  • Victoria Brunt

    IRN VXB00056

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.