Date authorised
1 April 2013
Companies House
01535815
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Snows House
    Second Avenue
    Southampton
    Hampshire
    SO15 0BT
    UNITED KINGDOM
    Phone
    +4402380788789
  • Complaints Contact

    Snows House
    Second Avenue
    Southampton
    Hampshire
    SO15 0BT
    UNITED KINGDOM
    Phone
    +4402380788789

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Domone

    IRN AXD02473

    • SMF3 (AR) Executive Director function (since 24 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Mar 2021)
    • CF1 Director (12 Nov 2015 to 8 Dec 2019)
  • Evelyn Snow

    IRN EXS00109

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Joyce Snow

    IRN JXS00570

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2025)
  • Katie Jane Dryhurst

    IRN KXD00274

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
  • Leslie John Gatrell

    IRN LJG01078

    • CF1 Director (AR) (18 Jun 2008 to 1 Aug 2014)
  • Mark Anthony Trapani

    IRN MAT01131

    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2020)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (AR) (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Neil Robert McCue

    IRN NRM01077

    • SMF3 (AR) Executive Director function (since 24 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Mar 2021)
    • CF1 Director (AR) (31 Jan 2018 to 14 Dec 2018)
    • CF1 Director (14 Feb 2012 to 8 Dec 2019)
  • Philip Carol Maddison

    IRN PCM01082

    • CF1 Director (AR) (17 Aug 2016 to 16 Jun 2017)
    • CF1 Director (28 Aug 2012 to 31 May 2019)
  • Shawn Gates

    IRN SXG02325

    • Responsible for Insurance Distribution (since 10 Dec 2021)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 11 Dec 2020)
    • CF1 Director (24 May 2016 to 8 Dec 2019)
  • Stephen Paul Snow

    IRN SPS01090

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 31 Dec 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.