Smythe House Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
6 Duke Street St James's2nd FloorLondonSW1Y 6BNUNITED KINGDOM- Phone
- +4402031795300
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Complaints Contact
6 Duke Street St James's2nd FloorLondonSW1Y 6BNUNITED KINGDOM- Phone
- +4402031795300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let End Date
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Buy-to-Let Status
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Theo Lawrence McDonnell
IRN TLM01036
- [FCA CF] Client dealing (23 Aug 2021 to 13 Oct 2022)
- [FCA CF] Functions requiring qualifications (23 Aug 2021 to 13 Oct 2022)
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david raskino
IRN DXR01891
- CF1 Director (AR) (12 Feb 2016 to 1 Jul 2016)
- CF30 Customer (12 Feb 2016 to 1 Jul 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Whitespace Ventures Limited (no longer appointed)
FRN 733191 · Appointed 22 Jan 2016 · Until 5 Jul 2019
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Zelig Associates Europe LLP (no longer appointed)
FRN 593120 · Appointed 19 Dec 2012 · Until 9 Mar 2020 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.