This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Mark Smith
IRN AMS00076
- (6)Employed By (since 22 Mar 2022)
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Daniel Howard Dunn
IRN DHD00001
- (5)Employed By (22 Mar 2022 to 31 Dec 2024)
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Denis McDonald
IRN DXM00704
- (2)Employed By (24 Jun 2022 to 31 Mar 2023)
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Maria Lujan Patitucci
IRN MXP00865
- (3)Employed By (since 29 Jun 2024)
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Mary Teresa Banks
IRN MXB00850
- (1)Employed By (since 30 Mar 2022)
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Nicholas James Dewhurst-Madejczyk
IRN NJD01153
- (5)Employed By (since 22 Mar 2022)
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Simon Ian Fraser
IRN SXF00299
- (4)Employed By (22 Mar 2022 to 29 Dec 2022)
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Stephen James Thomas
IRN SXT00805
- (2)Employed By (since 6 Jul 2025)
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Trevor Beresford
IRN TXB00044
- (3)Employed By (22 Mar 2022 to 28 Mar 2024)
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William Drillsma
IRN WXD00011
- (1)Employed By (3 Oct 2024 to 3 Oct 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.