Smith Greenfield Services Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jean Smith
IRN AJS01450
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Andrew Somerville Cross
IRN ASC00016
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (15 Jan 2018 to 8 Dec 2019)
Matthew Douglas Martin
IRN MDM01099
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 13 Nov 2012)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Stephen Wayne Smith
IRN SWS01040
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (9 Jan 2018 to 11 Jul 2023)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Smaller firms operating under this firm's FCA authorisation.

Access GI Ltd (no longer appointed)
FRN 795443 · Appointed 30 Nov 2017 · Until 19 Jul 2023
Crest Insurance Agents Ltd (no longer appointed)
FRN 461377 · Appointed 14 Dec 2006 · Until 1 Oct 2007
Merritt Insurance Services Ltd (no longer appointed)
FRN 441137 · Appointed 26 Oct 2005 · Until 30 Sep 2011
Greenfield Risk Services Limited (no longer appointed)
FRN 405365 · Appointed 14 Jan 2005 · Until 1 Oct 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.