Date authorised
1 April 2013
Companies House
02754693
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 St Dunstan's Hill
    London
    EC3R 8AG
    UNITED KINGDOM
    Phone
    +442073371066
  • Complaints Contact

    20 St Dunstan's Hill
    London
    EC3R 8AG
    UNITED KINGDOM
    Phone
    +442073371066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Peter Phillips

    IRN APP01041

    • SMF1 Chief Executive (9 Dec 2019 to 12 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Jan 2026)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Iain McLean Young

    IRN IMY01002

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • John Crichton McCulloch

    IRN JCM01192

    • CF2 Non Executive Director (14 Jan 2005 to 1 Jul 2005)
  • John William Scotchmer

    IRN JWS01102

    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2026)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Paolo Santamaria

    IRN PXS00989

    • Responsible for Insurance Distribution (since 12 Jan 2026)
    • SMF1 Chief Executive (since 12 Jan 2026)
    • SMF16 Compliance Oversight (since 12 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2026)
    • SMF9 Chair of the Governing Body (since 12 Jan 2026)
  • Tin Kurt Radosevic

    IRN TXR01163

    • SMF3 Executive Director (since 13 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.