SMI Placings Limited

Date authorised
1 April 2013
Companies House
04675427
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Regent Gate
    83 High Street
    Waltham Cross
    Hertfordshire
    EN8 7AF
    UNITED KINGDOM
    Phone
    +4401992787333
    Web
    https://www.smiplacings.com

  • Complaints Contact

    9 Regent Gate
    83 High Street
    Waltham Cross
    Hertfordshire
    EN8 7AF
    UNITED KINGDOM
    Phone
    +441992787333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gul Yucesoy

    IRN GXY01075

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (16 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jun 2017 to 8 Dec 2019)
    • CF28 Systems and controls (16 Jun 2017 to 8 Dec 2019)
  • Nurten Halil

    IRN NXH01309

    • CF1 Director (22 May 2006 to 9 Jul 2008)
  • Steve Mahmut

    IRN SXM01954

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (22 May 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (22 May 2006 to 30 Sep 2018)
    • CF1 Director (22 May 2006 to 8 Dec 2019)
  • Tony Owers

    IRN TXO01143

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 May 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.